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William E. Duffin

07-MC-65 Next Level v. Prudential Insurance Company of America et al.

18-MC-65 Next Level Planning & Wealth Management, LLC v. Prudential Insurance Company of America et al.

Order denying petition to enforce arbitrator’s subpoena duces tecum

The court held that under the Federal Arbitration Act an arbitrator can compel a third-party to produce documents but only in conjunction with the third-party’s appearance at a hearing before the arbitrator.

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